MLR

SOC Examinations

SOC Report and Compliance

A company that provides services that affect its customers’ information systems may be required to provide a Service Organization Controls (SOC) report on internal controls that are related to business processes and/or information technology.

Maxwell Locke & Ritter can perform readiness assessment procedures to help you assess relevant controls and identify control gaps. We can also issue an SOC report specifically designed to address the needs of your customers, regulators, or any other users of the reports to ensure ongoing SOC compliance.

Specific Services:
  • SOC 1 Examinations (SSAE 18, formerly SAS 70) of Internal Controls Over Financial Reporting
  • SOC 2 Examinations of Controls Relevant to Security, Availability, Processing Integrity, Confidentiality or Privacy
  • SOC Readiness Assessments
  • HIPAA, FFIEC or PCI Readiness Assessments

Whether you need assistance preparing a single SOC report, or you require ongoing services to maintain SOC compliance, you can depend on Maxwell Locke & Ritter to handle your company’s unique needs. Our team of knowledgeable professionals have years of experience with SOC examinations, ensuring that you can proceed with customer data storage and have peace of mind.

Contact Us Today

Have questions about SOC reports or related concerns? Please contact us today to schedule a consultation. We look forward to assisting your company with all of its SOC compliance needs.

OUR SOC TEAM PROVIDES SEASONED PROFESSIONALS EXECUTING A PROVEN METHODOLOGY

We have developed a specific approach to SOC examinations that combines high caliber, experienced professionals with a robust methodology focused specifically on AICPA guidance.   Our testing of control activities has a customized approach specific to your unique environment. Contact us today to see how we can assist you.

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