MLR

SOC Examinations

Companies that provide services that impact their customers’ information systems may be required to provide a report on the company’s business processed and/or information technology. At Maxwell Locke & Ritter, our team can perform the readiness assessment procedures to help you assess relevant controls and identify control gaps. In addition, we can issue Service Organization Controls (SOC) reports that are specifically designed to meet the needs of your customers, regulators or any other users of the reports.

Specific Services:
  • SOC 1 Examinations (SSAE 16, Formerly SAS 70) of Internal Controls Over Financial Reporting
  • SOC 2 Examinations of Controls Relevant to Security, Availability, Processing Integrity, Confidentiality or Privacy
  • SOC Readiness Assessments
  • HIPAA, FFIEC or PCI Readiness Assessments

OUR FAMILY OFFICE TEAM PROVIDES A BLEND OF SERVICES DESIGNED TO CARE FOR YOUR FAMILY'S FINANCIAL WELL-BEING.

Our complete line of family office resources provides high-net worth individuals and families continuity of service and security safeguards to reduce the risk of fraud and provide asset protection. We give you peace of mind and the time to concentrate on what you value most.  Contact us today to see how we can assist you.

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