MLR

SOC Examinations

Companies that provide services that impact their customers’ information systems may be required to provide a report on the company’s internal controls related to business processes and/or information technology. At Maxwell Locke & Ritter, our team can perform the readiness assessment procedures to help you assess relevant controls and identify control gaps and issue Service Organization Controls (SOC) reports that are specifically designed to meet the needs of your customers, regulators or any other users of the reports.

Specific Services:
  • SOC 1 Examinations (SSAE 18, formerly SAS 70) of Internal Controls Over Financial Reporting
  • SOC 2 Examinations of Controls Relevant to Security, Availability, Processing Integrity, Confidentiality or Privacy
  • SOC Readiness Assessments
  • HIPAA, FFIEC or PCI Readiness Assessments

OUR SOC TEAM PROVIDES SEASONED PROFESSIONALS EXECUTING A PROVEN METHODOLOGY

We have developed a specific approach to SOC examinations that combines high caliber, experienced professionals with a robust methodology focused specifically on AICPA guidance.   Our testing of control activities has a customized approach specific to your unique environment. Contact us today to see how we can assist you.

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