MLR

SOC Examinations

If you provide services to public or private companies that impact their information systems, you may be asked to provide a report over your internal controls related to business processes or information technology.  Our team can perform the readiness assessment procedures to help you assess relevant controls and identify control gaps in addition to issuing Service Organization Controls (SOC) reports that are specifically designed to meet the needs of your customers, regulators or any other users of the reports.

Specific Services:
  • SOC 1 Examinations (SSAE 16, Formerly SAS 70) of Internal Controls Over Financial Reporting
  • SOC 2 Examinations of Controls Relevant to Security, Availability, Processing Integrity, Confidentiality or Privacy
  • SOC Readiness Assessments
  • HIPAA, FFIEC or PCI Readiness Assessments

WANT A SECOND OPINION ON YOUR COMPANY RETIREMENT PLAN?

Our affiliate, ML&R Wealth Management, can serve as a single point of contact for you and will coordinate your other plan service providers, such as the record keeper, third party administrator and custodians.

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